Samantha L. Shepherd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samantha Leigh Shepherd, who also goes by Samantha Leigh Shepherd, Samantha Leigh Shepherd-barrett, was a registered financial professional .
Samantha is a previously registered financial professional and started their career in finance in 1996. Samantha had worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2023 - December 31, 2024
EVERGREEN FINANCIAL ADVISORS LLC
August 5, 1996 - December 11, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 5, 1996 - December 11, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EVERGREEN FINANCIAL ADVISORS LLC
CRD#: 325316 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
