Jodi L. Sepesy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi L. Sepesy, who also goes by Jodi Lyn Peton, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 1996. Jodi had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2010 - November 27, 2012
P.J. ROBB VARIABLE, LLC
May 5, 2005 - November 19, 2014
WEALTH TRANSFER SOLUTIONS, INC.
April 25, 2005 - June 4, 2009
KESTRA INVESTMENT SERVICES, LLC
October 29, 2004 - April 21, 2005
WALDRON PRIVATE WEALTH
October 31, 2001 - March 11, 2005
LPL FINANCIAL LLC
February 16, 1999 - October 26, 2001
KESTRA INVESTMENT SERVICES, LLC
January 4, 1999 - January 11, 1999
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - January 4, 1999
IFMG SECURITIES, INC.
April 30, 1997 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
April 28, 1997 - January 4, 1999
NATCITY INVESTMENTS, INC.
July 9, 1996 - April 15, 1997
METROPOLITAN LIFE INSURANCE COMPANY
July 9, 1996 - April 15, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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