James L. Bari

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CRD#: 2748877

Professional summary

James Louis Bari was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, James had worked at 12 firms, which includes J.P.R. CAPITAL CORP., DOMINARI SECURITIES LLC, FAS WEALTH MANAGEMENT SERVICES INC., FIRST LIBERTY INVESTMENT GROUP INC., CAMBRIDGE CAPITAL LLC, D.L. CROMWELL INVESTMENTS INC., TAYLOR STUART FINANCIAL INC., SHAMUS GROUP INC., SCHNEIDER SECURITIES INC., INVESTORS ASSOCIATES INC., BILTMORE SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

James Louis Bari Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 8, 2000 - October 5, 2001

J.P.R. CAPITAL CORP.

CRD#: 38056

SYOSSET, NY

Past

March 19, 1999 - October 21, 1999

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

December 1, 1998 - January 5, 1999

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

June 3, 1998 - November 11, 1998

FIRST LIBERTY INVESTMENT GROUP, INC.

CRD#: 3536

PHILADELPHIA, PA

Past

April 14, 1998 - May 7, 1998

CAMBRIDGE CAPITAL, LLC

CRD#: 41464

GARDEN CITY, NY

Past

January 7, 1998 - May 28, 1998

D.L. CROMWELL INVESTMENTS, INC.

CRD#: 37730

BOCA RATON, FL

Past

November 24, 1997 - January 14, 1998

TAYLOR STUART FINANCIAL, INC.

CRD#: 39025

GREAT NECK, NY

Past

July 15, 1997 - October 31, 1997

SHAMUS GROUP, INC.

CRD#: 5036

Past

June 19, 1997 - July 3, 1997

SCHNEIDER SECURITIES, INC.

CRD#: 16434

DENVER, CO

Past

June 4, 1997 - June 19, 1997

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

March 20, 1997 - April 29, 1997

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

Past

March 6, 1997 - March 24, 1997

MORGAN, TAYLOR & ASSOCIATES, INC.

CRD#: 37447

MINEOLA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 3/15/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/4/1997

General Securities Representative Examination

Current Firm

J.P.R. CAPITAL CORP.

J.P.R. CAPITAL CORP. | JPR CAPITAL CORPORATION

CRD#: 38056 / SEC#: , 8-48061

Terminated by SEC on 04/29/2007

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 11/15/1994

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
UMANSKY, PAUL JEFFREY	PRESIDENT	1615489
HAMPTON, CHARLES JOHN	CHIEF OPERATING OFFICER	2603775
MANN, JEFFREY JACOB	DIRECTOR OF COMPLIANCE	2419344
VELAZQUEZ, MICHAEL ANTHONY	FIN-OP	3094334

Disclosures

Regulatory Event	15
Arbitration	1

Red Flags

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Advisor Monitoring

Firm Stability Insights

James L. Bari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DOMINARI SECURITIES LLC

FAS WEALTH MANAGEMENT SERVICES, INC.

FIRST LIBERTY INVESTMENT GROUP, INC.

CAMBRIDGE CAPITAL, LLC

D.L. CROMWELL INVESTMENTS, INC.

TAYLOR STUART FINANCIAL, INC.

SHAMUS GROUP, INC.

SCHNEIDER SECURITIES, INC.

INVESTORS ASSOCIATES, INC.

BILTMORE SECURITIES, INC.

MORGAN, TAYLOR & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/7/1997

Series 55

Date: 3/15/2001

Series 7

Date: 3/4/1997

Current Firm

J.P.R. CAPITAL CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.P.R. CAPITAL CORP.

TRUST BUT VERIFY

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