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MG

Marina E. Galeano

M & I FINANCIAL PLANNING SERVICES
Estero, FL
Some features on this profile are disabled
CRD#: 2748833
MG

Professional summary


Marina Estela Galeano, who also goes by Marina Estella Delaney, is a registered financial advisor currently at M & I FINANCIAL PLANNING SERVICES located in Estero, Florida.

Marina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Marina has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Marina Estella Delaney

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Marina Estela Galeano's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2022 - Present

M & I FINANCIAL PLANNING SERVICES

RIA
CRD#: 124400
Estero, FL
Past

May 23, 2003 - November 29, 2010

M & I FINANCIAL PLANNING SERVICES

RIA
CRD#: 124400
PLEASANTVILLE, NY
Past

June 2, 1997 - May 16, 2003

GARY GOLDBERG PLANNING SERVICES INC

RIA
CRD#: 110784
SUFFERN, NY
Past

August 8, 1996 - April 22, 2003

GARY GOLDBERG & CO., INC.

BD
CRD#: 6482
SUFFERN, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/8/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/11/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


M&
M & I FINANCIAL PLANNING SERVICES
M & I FINANCIAL PLANNING SERVICES

CRD#: 124400 / SEC#:

Connecticut
Registered Investment Advisory firm - (11/29/2010 Terminated)
New Jersey
Registered Investment Advisory firm - (11/29/2010 Terminated)
New York
Registered Investment Advisory firm - (4/15/2003 Approved)
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Contact information


Main Address
Mount Kisco, NY
Mailing Address
Phone number
(914) 309-3637
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts52
AUM (Assets Under Management)$ 16,847,280

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M & I FINANCIAL PLANNING SERVICES

CRD#: 124400Estero, FL

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