Russell B. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Briggs Brewer, who also goes by Russell Briggs Brewer, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1998. Russell had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2014 - March 9, 2016
J.P. MORGAN SECURITIES LLC
March 7, 2014 - March 9, 2016
J.P. MORGAN SECURITIES LLC
December 12, 2012 - March 7, 2014
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
December 12, 2012 - March 7, 2014
NEWEDGE SECURITIES, LLC
June 19, 2012 - December 19, 2012
FUSION ANALYTICS SECURITIES LLC
September 27, 2010 - December 19, 2012
FUSION ANALYTICS INVESTMENT PARTNERS LLC
February 2, 2010 - December 19, 2011
FUSION ANALYTICS SECURITIES LLC
June 25, 2004 - January 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2004 - January 21, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 3, 2003 - May 4, 2004
PENSON FINANCIAL SERVICES, INC.
November 2, 2000 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
October 13, 2000 - November 8, 2000
MOMENTUM INDEPENDENT NETWORK INC.
May 16, 2000 - October 3, 2000
FHN FINANCIAL SECURITIES CORP.
June 18, 1998 - June 9, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
