Lowell Serhus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lowell Serhus, who also goes by Bob Serhus, Lowell Robert Serhus, Robert Serhus, was a registered financial professional .
Lowell is a previously registered financial professional and started their career in finance in 1999. Lowell had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - January 4, 2018
CANTOR FITZGERALD WEALTH PARTNERS, LLC
April 4, 2005 - September 16, 2005
JULIUS BAER SECURITIES INC.
August 28, 2001 - April 4, 2005
JULIUS BAER SECURITIES INC.
July 2, 1999 - May 10, 2001
ALPHA SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
CANTOR FITZGERALD WEALTH PARTNERS, LLC
CRD#: 167479 / SEC#: 801-77987
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
