Vincent I. Fiore
Professional summary
Vincent Isidoro Fiore is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Bayside, New York and PRINCIPAL SECURITIES, INC. located in Bethesda, Maryland.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Vincent has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Isidoro Fiore's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2022 - Present
PRINCIPAL ADVISED SERVICES
September 13, 2005 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 6700 Rockledge Dr Bldg A Ste 350, Bethesda, MD 20817June 30, 2021 - October 30, 2022
PRINCIPAL SECURITIES, INC.
October 14, 1998 - October 10, 2003
GBS RETIREMENT SERVICES, INC.
September 13, 1996 - July 7, 1997
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2021)
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(9/13/2005)
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(9/13/2005)
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(10/30/2022)
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Exams
FINRA
Current Firm
PRINCIPAL ADVISED SERVICES
CRD#: 297324 / SEC#: 801-114432
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
