Eric L. Sichel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Laurence Sichel, who also goes by Eric L Sichel, Eric Sichel, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 2 firms and has passed the SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2010 - December 24, 2014
AURORA CAPITAL LLC
July 30, 1998 - February 10, 2000
AURORA CAPITAL LLC
July 18, 1996 - December 12, 1996
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
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Exams
Series 62
Date: 7/3/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
AURORA CAPITAL LLC
CRD#: 37924 / SEC#: , 8-48069
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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