Mark Minder

DARDEN WEALTH GROUP

Ann Arbor, MI 48104

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CRD#: 2748581

Professional summary

Mark Minder is a registered financial advisor currently at DARDEN WEALTH GROUP located in Ann Arbor, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

name; Finance Committee for the Kiwanis Club of Flint Michigan investment-related; No address; Kiwanis Club of Flint Michigan Flint MI 48501 nature business; Kiwanis is a global non-profit organization of volunteers dedicated to improving the world one child and community at a time. At the local level, Kiwanis Club of Flint works to ensure that all children in Flint and Genesee County wake up knowing that their community believes in them, nurtures them and will provide the support they need to thrive.; position; Treasurer start date; 2025-10-23 hours/month devoted to business; 1 hours devoted to business during securities trading hours; 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Minder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2018 - Present

DARDEN WEALTH GROUP

Office #1: 415 Detroit St. Ste 100, Ann Arbor, MI 48104

RIA

CRD#: 294926

Ann Arbor, MI

Past

April 10, 2013 - September 17, 2018

C&D WEALTH ADVISORS

RIA

CRD#: 110769

WHITMORE LAKE, MI

Past

January 6, 2010 - November 4, 2020

MINDER PLANNING GROUP, LLC

RIA

CRD#: 150447

GRAND BLANC, MI

Past

November 20, 2008 - May 11, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER HILLS, MI

Past

November 20, 2008 - May 11, 2009

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER HILLS, MI

Past

March 30, 2007 - November 21, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FENTON, MI

Past

May 24, 2005 - March 20, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SOUTHFIELD, MI

Past

July 7, 2004 - May 16, 2005

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

April 15, 2003 - June 11, 2004

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

March 23, 1999 - April 24, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 21, 1997 - March 4, 1999

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

July 24, 1996 - May 30, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARDEN WEALTH GROUP

DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC

CRD#: 294926 / SEC#: 801-120167

RIA

Registered Investment Advisory firm - (1/15/2021 Approved)

Michigan

Registered Investment Advisory firm - (1/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/17/2018)

IAR

Texas
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/26/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 9/28/2000

General Securities Sales Supervisor - General Module Examination

Current Firm

DARDEN WEALTH GROUP

DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC

CRD#: 294926 / SEC#: 801-120167

RIA

Registered Investment Advisory firm - (1/15/2021 Approved)

Michigan

Registered Investment Advisory firm - (1/28/2021 Terminated)

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Contact information

Main Address

415 Detroit St. Ste 100, Ann Arbor, MI 48104

Mailing Address

Phone number

(734) 294-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWG ADV 2A BROCHURE (2/22/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 302,096,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark Minder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Minder's CRS (Customer Relationship Summary).

Certified licenses

Experience

C&D WEALTH ADVISORS

MINDER PLANNING GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

FIFTH THIRD SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE ADVISOR SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

DARDEN WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2007

Series 63

Date: 8/15/1996

Series 7

Date: 7/23/1996

Series 9

Date: 10/26/2000

Series 10

Date: 9/28/2000

Current Firm

DARDEN WEALTH GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARDEN WEALTH GROUP

TRUST BUT VERIFY

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