Mark Minder
Professional Summary
Mark Minder is a registered financial advisor currently at DARDEN WEALTH GROUP located in Ann Arbor, Michigan. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC
Contact Information
Main Address
415 Detroit St. Ste 100, Ann Arbor, MI 48104Phone Number
(734) 294-0100# of Employees
5SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,151AUM (Assets Under Management)
$379,556,400Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DARDEN WEALTH GROUP | DARDEN WEALTH GROUP, LLC | DARDEN WEALTH GROUP, INC
State Registrations and Notice Filings
(5/17/2018)
(1/15/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2000About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2000About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Minder's CRS (Customer Relationship Summary).
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