CM
Charles H. Major
SHARE FINANCIAL SERVICES
DALLAS, TX 75248
Some features on this profile are disabled
CRD#: 2748243
CM
Professional summary
Charles Herbert Major is a registered financial professional currently at SHARE FINANCIAL SERVICES, INC. located in Dallas, Texas.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1996. Charles has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Charles Herbert Major's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2024 - Present
SHARE FINANCIAL SERVICES, INC.
Office #1: 16475 North Dallas Parkway, Suite 345, Dallas, TX 75248Office #2: 16475 North Dallas Parkway Suite 345, Addison, TX 75001BD
CRD#: 11226
DALLAS, TX
Past
July 12, 1996 - December 31, 2023
SHARE FINANCIAL SERVICES, INC.
BD
CRD#: 11226
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/29/2024)
RR
Alaska(5/7/2024)
RR
Arizona(4/30/2024)
RR
Arkansas(7/1/2024)
RR
California(5/6/2024)
RR
Colorado(4/25/2024)
RR
Delaware(4/23/2024)
RR
Florida(5/4/2024)
RR
Georgia(4/5/2024)
RR
Idaho(5/8/2024)
RR
Illinois(7/17/2024)
RR
Indiana(7/19/2024)
RR
Iowa(7/30/2024)
RR
Kansas(4/18/2024)
RR
Kentucky(5/8/2024)
RR
Maryland(7/29/2024)
RR
Massachusetts(4/24/2024)
RR
Michigan(5/22/2024)
RR
Minnesota(6/25/2024)
RR
Mississippi(3/29/2024)
RR
Missouri(7/2/2024)
RR
Nebraska(5/7/2024)
RR
Nevada(4/30/2024)
RR
New Hampshire(10/25/2024)
RR
New Jersey(4/17/2024)
RR
New Mexico(5/13/2024)
RR
New York(4/15/2024)
RR
North Carolina(5/1/2024)
RR
Ohio(7/11/2025)
RR
Oklahoma(6/6/2024)
RR
Rhode Island(4/29/2024)
RR
South Carolina(6/5/2024)
RR
Tennessee(4/1/2024)
RR
Texas(2/24/2024)
RR
Virginia(6/1/2024)
RR
Washington(5/16/2024)
RR
Wisconsin(4/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SHARE FINANCIAL SERVICES, INC.
RSI FINANCIAL SERVICES, INC. | SHARE, INCORPORATED | SHARE FINANCIAL SERVICES, INC.
CRD#: 11226 / SEC#: , 8-16207
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Mailing Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Phone number
(972) 450-6305
Established
Texas since 09/10/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SHARE FINANCIAL SERVICES, INC.
CRD#: 11226Dallas, TX 75248TRUST BUT VERIFY
Monitor Charles Major
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
