George B. Kramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Bruce Kramer, who also goes by G Bruce Kramer, was a registered financial advisor .
George is a previously registered financial advisor and started their career in finance in 1967. George had worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 5, PC, Series 000, Series 1, Series 53, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2009 - September 25, 2012
PRIVATE ASSET MANAGEMENT INC
July 1, 2003 - September 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 14, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 3, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 14, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - April 6, 1994
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
March 6, 1967 - April 13, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 3, 1967 - February 15, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
PRIVATE ASSET MANAGEMENT INC
CRD#: 108815 / SEC#: 801-52507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 6/20/1991
Foreign Currency Options ExaminationSeries 5
Date: 11/30/1981
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 3/3/1967
General Securities Principal ExaminationSeries 1
Date: 3/3/1967
Registered Representative ExaminationSeries 12
Date: 11/8/1978
NYSE Branch Manager ExaminationCurrent Firm
PRIVATE ASSET MANAGEMENT INC
CRD#: 108815 / SEC#: 801-52507
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 252 |
| AUM (Assets Under Management) | $ 105,171,786 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
