George Bruce Kramer
Professional Summary
George Bruce Kramer, who also goes by G Bruce Kramer, was a registered financial advisor. George was a previously registered financial advisor and started their career in finance 1967 - 2012. George had worked at 7 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 5, PC, Series 000, Series 1, Series 53, Series 24, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
G Bruce Kramer
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
59 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
PRIVATE ASSET MANAGEMENT INC
Contact Information
Main Address
4040 Lake Washington Blvd Ne #305, Kirkland, WA 98033Phone Number
(425) 213-1600# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
177AUM (Assets Under Management)
$109,489,332Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PRIVATE ASSET MANAGEMENT INC
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Jun 1991Series 5 — Interest Rate Options Examination
Passed Nov 1981PC — AMEX Put and Call Exam
Passed Sep 1977Series 000 — General Securities Principal Examination
Passed Mar 1967Series 1 — Registered Representative Examination
Passed Mar 1967Series 12 — NYSE Branch Manager Examination
Passed Nov 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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