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RY

Robert B. Yunger

FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 2748133
RY

Professional summary

Robert B. Yunger III, who also goes by Robert Bernhard Yunger III, Robert Bernhard Yunger, Robert Yunger, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Bernhard Yunger Iii | Robert Bernhard Yunger | Robert Yunger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert B. Yunger III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 7784
Smithfield, RI
Past

November 2, 2021 - December 7, 2023

PERSHING LLC

BD
CRD#: 7560
CHARLOTTE, NC
Past

June 9, 2021 - December 7, 2023

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
CHARLOTTE, NC
Past

August 20, 2009 - December 10, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Charlotte, NC
Past

August 20, 2009 - January 11, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
Fort Mill, SC
Past

June 27, 2006 - August 14, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Charlotte, NC
Past

June 27, 2006 - August 17, 2009

TD AMERITRADE, INC.

RIA
CRD#: 7870
Fort Mill, SC
Past

January 27, 2006 - January 11, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
CHARLOTTE, NC
Past

September 1, 2005 - January 31, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
LAKE WYLIE, SC
Past

July 20, 2005 - January 31, 2006

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
OMAHA, NE
Past

October 4, 2001 - April 19, 2002

CONSECO EQUITY SALES, INC.

BD
CRD#: 4125
CARMEL, IN
Past

May 4, 1999 - April 27, 2001

GUGGENHEIM DISTRIBUTORS, LLC

BD
CRD#: 40805
ROCKVILLE, MD
Past

August 26, 1996 - April 13, 1999

MOORS & CABOT, INC.

BD
CRD#: 594
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/24/2025)
RR
Alaska
(11/24/2025)
RR
Arizona
(11/24/2025)
RR
Arkansas
(11/24/2025)
RR
California
(11/24/2025)
RR
Colorado
(11/24/2025)
RR
Connecticut
(11/24/2025)
RR
Delaware
(11/24/2025)
RR
District of Columbia
(11/24/2025)
RR
Florida
(11/24/2025)
RR
Georgia
(11/24/2025)
RR
Hawaii
(11/24/2025)
RR
Idaho
(11/24/2025)
RR
Illinois
(11/24/2025)
RR
Indiana
(11/24/2025)
RR
Iowa
(11/24/2025)
RR
Kansas
(11/24/2025)
RR
Kentucky
(11/24/2025)
RR
Louisiana
(11/24/2025)
RR
Maine
(11/24/2025)
RR
Maryland
(11/24/2025)
RR
Massachusetts
(11/24/2025)
RR
Michigan
(11/24/2025)
RR
Minnesota
(11/24/2025)
RR
Mississippi
(11/24/2025)
RR
Missouri
(11/24/2025)
RR
Montana
(11/24/2025)
RR
Nebraska
(11/24/2025)
RR
Nevada
(11/24/2025)
RR
New Hampshire
(11/24/2025)
RR
New Jersey
(11/24/2025)
RR
New Mexico
(11/24/2025)
RR
New York
(11/24/2025)
RR
North Carolina
(11/24/2025)
RR
North Dakota
(11/24/2025)
RR
Ohio
(11/24/2025)
RR
Oklahoma
(11/24/2025)
RR
Oregon
(11/24/2025)
RR
Pennsylvania
(11/24/2025)
RR
Puerto Rico
(11/24/2025)
RR
Rhode Island
(11/24/2025)
RR
South Carolina
(11/20/2025)
RR
South Dakota
(11/24/2025)
RR
Tennessee
(11/24/2025)
RR
Texas
(11/24/2025)
RR
Utah
(11/24/2025)
RR
Vermont
(11/24/2025)
RR
Virgin Islands
(11/24/2025)
RR
Virginia
(11/24/2025)
RR
Washington
(11/24/2025)
RR
West Virginia
(11/24/2025)
RR
Wisconsin
(11/24/2025)
RR
Wyoming
(11/24/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/29/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/1/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event23
Arbitration126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Smithfield, RI 02917

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