DD
David Darwish
HBKS WEALTH ADVISORS
NAPLES, FL 34103
Some features on this profile are disabled
CRD#: 2747994
DD
Professional summary
David Darwish, CFP® is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Naples, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Naples, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HBK SORCE ADVISORY, LLC; DBA HBKS WEALTH ADVISORS YES; AT REGISTERED LOCATION; INVESTMENT ADVISORY BUSINESS; INVESTMENT ADVISOR REPRESENTATIVE; 01/2009; 160HRS/MO; 8HRS DURING TRADING; CONTINOUS AND ONGOING INVESTMENT SERVICES TO CLIENT ACCOUNTS. 2)HBK SORCE INSURANCE LLC; YES; AT REGISTERED LOCATION; INSURANCE AGENCY; AGENT; 1/15/09; 40HRS/MO; 1HR DURING TRADING HRS; INSURANCE AGENT 3)PURSHE KAPLAN STERLING INVESTMENTS, 3838 TAMIAMI TRAIL NORTH, SUITE 201, NAPLES, FL 34103; REGISTERED REPRESENTATIVE, 2009 TO PRESENT 4)HBK SORCE FINANCIAL HOLDINGS LLC; NOT INVESTMENT RELATED; 6603 SUMMIT DR, CANFIELD OH 44406; HOLDING COMPANY OWNER/MEMBER; 9/2016; 0 HOURS/MONTH; PASSIVE ONLY, NO ACTIVE MANAGEMENT RESPONSIBILITIES 5) HBK Naples Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2017. 0 Hrs/Mo. Passive. 6) HBK Financial Holdings. Not investment related. 3305 Summit Drive, Canfield OH 44406. Start 9/2018. Holding company. Passive Owner. Start 9/1/2018. Zero hours per month. No responsibilities. 7) HBK Fort Myers Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 8) HBK Alliance Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 9) HBK Erie Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 10) HBK Hermitage Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 11) HBK Meadville Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner.
CRS (Client Relationship Summary) - RIA
Click below to view David Darwish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 9, 2005 - Present
HBKS WEALTH ADVISORS
Office #1: 3838 Tamiami Trail N Suite 100, Naples, FL 34103RIA
CRD#: 112139
NAPLES, FL
Current
January 2, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 3838 Tamiami Trail North Suite 201, Naples, FL 34103BD
CRD#: 35747
Naples, FL
Past
September 23, 2005 - January 6, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NAPLES, FL
Past
February 8, 2005 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
October 6, 2000 - February 1, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NAPLES, FL
Past
October 6, 2000 - February 1, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
March 2, 2000 - October 12, 2000
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
ROSEMONT, IL
Past
November 15, 1999 - October 24, 2000
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
February 17, 1998 - November 11, 1999
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2020)
RR
California(5/27/2016)
IAR
California(3/24/2022)
RR
Colorado(10/12/2023)
IAR
Florida(2/17/2005)
RR
Florida(1/2/2009)
RR
Georgia(12/19/2018)
RR
Illinois(1/2/2009)
RR
Iowa(4/17/2025)
RR
Kentucky(5/29/2025)
RR
Maryland(1/2/2009)
IAR
Maryland(9/13/2024)
RR
Massachusetts(3/22/2022)
RR
Michigan(2/19/2009)
RR
Missouri(4/8/2019)
IAR
New Jersey(3/6/2023)
RR
New York(2/28/2019)
IAR
New York(8/2/2021)
RR
North Carolina(2/5/2013)
IAR
North Carolina(12/9/2015)
RR
Ohio(1/2/2009)
RR
Oregon(1/2/2009)
RR
Pennsylvania(1/2/2009)
IAR
Pennsylvania(3/25/2022)
RR
South Carolina(10/13/2022)
RR
Tennessee(5/29/2025)
IAR
Texas(5/2/2008)
RR
Texas(1/2/2009)
RR
Vermont(12/19/2018)
RR
Virginia(10/13/2022)
RR
Washington(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
