Mary Schanzlin
UNITED CAPITAL FINANCIAL ADVISORS
BUFFALO, NY 14202
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CRD#: 2747880
Professional summary
Mary Schanzlin, CFP®, who also goes by Mary/mimi Rehak, Mary Patricia Schanzlin, Mimi Schanzlin, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Buffalo, New York.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Mary has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Mary/mimi Rehak | Mary Patricia Schanzlin | Mimi Schanzlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Trustee at James and Kelly Rehak Family Trust, a family trust. Organization's primary address is in Kenmore, NY. Organization is not primarily engaged in investment-related activities. Start Date is October 2nd, 2020. Four hours per month. Duties include general trustee responsibilities. 2. Investment Committee Member at The Cullen Foundation, a charitable organization. Organization's primary address is in Buffalo, NY. Organization is not primarily engaged in investment-related activities. Start Date is October 1st, 2021. Twenty-five hours per year. Duties include oversight of portfolio assets and making recommendations to the Board.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Schanzlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 2, 2012 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 374 Delaware Avenue, Suite 105, Buffalo, NY 14202RIA
CRD#: 134600
BUFFALO, NY
Past
September 11, 2017 - October 23, 2017
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
BUFFALO, NY
Past
January 13, 2012 - October 23, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
BUFFALO, NY
Past
June 30, 2003 - January 13, 2012
HAROLD C. BROWN & CO., LLC
BD
CRD#: 126589
BUFFALO, NY
Past
August 21, 1996 - June 30, 2003
HAROLD C. BROWN & CO., INC.
BD
CRD#: 35222
BUFFALO, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 3/1/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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Company Information
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600Buffalo, NY 14202TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
