Kurt J. Gunter

LAKE HILLS WEALTH MANAGEMENT

Austin, TX 78730

Some features on this profile are disabled

CRD#: 2747789

Professional summary

Kurt Jason Gunter is a registered financial advisor currently at LAKE HILLS WEALTH MANAGEMENT, LLC located in Austin, Texas.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kurt has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Jason Gunter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2020 - Present

LAKE HILLS WEALTH MANAGEMENT, LLC

Office #1: 8601 Ranch Road 2222 Building 1, Suite 230, Austin, TX 78730

RIA

CRD#: 286175

Austin, TX

Past

August 18, 2017 - December 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEE CAVE, TX

Past

August 18, 2017 - December 2, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEE CAVE, TX

Past

June 21, 2013 - August 25, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

AUSTIN, TX

Past

June 21, 2013 - August 25, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

AUSTIN, TX

Past

February 13, 2013 - June 26, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

AUSTIN, TX

Past

February 13, 2013 - June 26, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

May 6, 2005 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

AUSTIN, TX

Past

May 6, 2005 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

AUSTIN, TX

Past

September 6, 2001 - May 12, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

AUSTIN, TX

Past

July 24, 2001 - May 12, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

April 24, 2001 - June 8, 2001

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

July 16, 1999 - April 24, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 11, 1996 - June 9, 1999

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE HILLS WEALTH MANAGEMENT, LLC

CRD#: 286175 / SEC#: 801-121498

RIA

Registered Investment Advisory firm - (6/11/2021 Approved)

Texas

Registered Investment Advisory firm - (6/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAKE HILLS WEALTH MANAGEMENT, LLC

CRD#: 286175 / SEC#: 801-121498

RIA

Registered Investment Advisory firm - (6/11/2021 Approved)

Texas

Registered Investment Advisory firm - (6/15/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8601 Ranch Road 2222 Building 1, Suite 230, Austin, TX 78730

Mailing Address

Phone number

(512) 580-4740

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-27 LAKE HILLS WEALTH MANAGEMENT FORM ADV PART 2 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 175,459,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kurt J. Gunter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Jason Gunter's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

INVESTMENT PROFESSIONALS, INC.

BANC ONE SECURITIES CORPORATION

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

LAKE HILLS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2001

Series 63

Date: 11/19/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2000

Series 6

Date: 11/7/1996

Current Firm

LAKE HILLS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKE HILLS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors