GS
Gregory D. Strickland
THRIVENT INVESTMENT MANAGEMENT
Georgetown, TX
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CRD#: 2747677
GS
Professional summary
Gregory Dean Strickland, CFP®, who also goes by Gregory Dean Stickland, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Georgetown, Texas.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Dean Stickland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PREGNANCY HELP CENTER POSITION: Board member NATURE: An organization that assists women by answering questions and providing support dealing with pregnancy, parenting and adoption. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2024 ADDRESS: 2308 Old Airport Road, Georgetown TX 78626, United States DESCRIPTION: To provide leadership to the center when dealing with the resources provided, giving advice so as to be the best steward possible while striving to accomplish the organization's mission. ANTIOCH CHURCH POSITION: Director of Operations NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2024 ADDRESS: 111 W. 10TH ST, GEORGETOWN TX 78626, United States DESCRIPTION: I have an OBA opportunity that has been presented to me. The church I attend has asked that I step in and become their director of operations. It is a relatively new church, and this is a new position. They are needing someone to assist with financial oversight and alleviate some of this responsibility away from the lead paster, so he can focus on teaching and shepherding. I would assist in developing and overseeing the financial, personnel and policies of the church.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Dean Strickland's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Dean Strickland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
January 22, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 2955 Dawn Dr, Georgetown, TX 78628RIA
BD
CRD#: 18387
Georgetown, TX
Current
January 22, 2021 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2955 Dawn Dr, Georgetown, TX 78628RIA
BD
CRD#: 18387
Georgetown, TX
Past
June 22, 2009 - January 21, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORMAN, OK
Past
June 22, 2009 - January 21, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
NORMAN, OK
Past
March 3, 2003 - June 19, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
OKLAHOMA CITY, OK
Past
October 22, 2002 - June 19, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OKLAHOMA CITY, OK
Past
August 4, 2000 - October 15, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
September 16, 1996 - August 4, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/1/2021)
RR
Colorado(8/24/2024)
RR
Kansas(2/7/2024)
RR
Oklahoma(1/22/2021)
IAR
Oklahoma(1/22/2021)
RR
Tennessee(3/1/2021)
RR
Texas(3/1/2021)
IAR
Texas(3/1/2021)
RR
Virginia(8/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
