Robert L. Hale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Hale was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2019 - April 25, 2019
BANKERS LIFE ADVISORY SERVICES, INC.
April 10, 2019 - April 25, 2019
BANKERS LIFE SECURITIES, INC.
August 12, 2016 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
July 6, 2016 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
October 30, 2015 - July 7, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
October 2, 2013 - January 3, 2014
SCOTTRADE, INC.
September 12, 2007 - December 31, 2011
CHARLES SCHWAB & CO., INC.
June 29, 2000 - December 19, 2005
CHARLES SCHWAB & CO., INC.
May 22, 1997 - March 31, 2000
CONSECO SECURITIES, INC.
June 26, 1996 - March 12, 1997
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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