Marc Vincent Mcdowell
Professional Summary
Marc Vincent Mcdowell, who also goes by Marc Mcdowell, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Madison, Wisconsin and WEALTHSPIRE INSTITUTIONAL, LLC located in Madison, Wisconsin. Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Marc has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Marc Vincent Mcdowell, Marc Mcdowell
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Current Firm
DIMEO SCHNEIDER & ASSOCIATES LLC | WEALTHSPIRE INSTITUTIONAL, LLC | FIDUCIENT ADVISORS LLC
Contact Information
Main Address
500 W Madison Street Suite 3260, Chicago, IL 60661-4593Phone Number
(312) 853-1000# of Employees
210SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,241AUM (Assets Under Management)
$97,541,531,200Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2026 | Cover Page | Report |
| 12/10/2025 | Cover Page | Report |
| 09/30/2024 | Cover Page | Report |
| 11/14/2023 | Cover Page | Report |
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
Primary Firm SEC Registration
DIMEO SCHNEIDER & ASSOCIATES LLC | WEALTHSPIRE INSTITUTIONAL, LLC | FIDUCIENT ADVISORS LLC
State Registrations and Notice Filings
(6/26/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1996About the Series 6 examSimilar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC
CRS (Client Relationship Summary) - RIA
Click below to view Marc Vincent Mcdowell's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
LODESTAR SECURITIES CORP.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THORNTON FINANCIAL PLANNING FIRM LLC