Salvatore Somma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Somma, who also goes by Salvatore (none) Somma, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1998. Salvatore had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2011 - January 2, 2013
CHIMERA SECURITIES, LLC
June 18, 2007 - March 25, 2011
FIRST NEW YORK SECURITIES L.L.C.
June 27, 2000 - September 21, 2006
VAN DER MOOLEN SPECIALISTS USA, LLC
July 1, 1998 - February 9, 1999
ABN AMRO SECURITIES LLC
April 20, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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