Christopher F. Anci
Professional summary
Christopher Francis Anci, who also goes by Christopher F Anci, is a registered financial professional currently at FIRST DOMINION CAPITAL CORP. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 4, Series 28 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Francis Anci's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2016 - Present
FIRST DOMINION CAPITAL CORP.
April 16, 2013 - June 20, 2013
GLOBAL ARENA CAPITAL CORP
April 14, 2005 - December 2, 2005
AMSTAR DISTRIBUTORS, INC.
March 18, 2002 - September 13, 2007
LM ANDERSON SECURITIES, LLC
August 9, 1996 - May 18, 2015
MATRIX CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/2/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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