Pranav B. Sambamurti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pranav B Sambamurti was a registered financial professional .
Pranav is a previously registered financial professional and started their career in finance in 2007. Pranav had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2020 - May 23, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
January 31, 2019 - February 12, 2019
DINOSAUR FINANCIAL GROUP, L.L.C
April 25, 2018 - September 12, 2019
FORESIDE FUND SERVICES, LLC
January 2, 2015 - August 2, 2016
FORESIDE FUND SERVICES, LLC
April 19, 2007 - January 7, 2015
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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