Anthony J. Deangelis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony John Deangelis, who also goes by Anthony J Deangelis, Tony Deangelis, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - August 23, 2016
BLACKROCK INVESTMENTS, LLC
April 2, 2009 - August 23, 2016
BLACKROCK FUND ADVISORS
March 31, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 13, 2006 - March 9, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
January 26, 2005 - February 8, 2005
CHASE INVESTMENT SERVICES CORP.
January 25, 2005 - February 8, 2005
CHASE INVESTMENT SERVICES CORP.
January 24, 2005 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
January 21, 2005 - March 2, 2009
JPMORGAN DISTRIBUTION SERVICES, INC.
April 21, 2003 - December 31, 2004
CHASE INVESTMENT SERVICES CORP.
December 7, 1999 - October 28, 2002
NATHAN & LEWIS SECURITIES, INC.
July 10, 1996 - December 20, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
