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SH

Shane E. Hoover

HOOVER CAPITAL, L.L.C.
Issaquah, WA
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CRD#: 2747095
SH

Professional summary


Shane Edward Hoover, who also goes by Shane E Hoover, is a registered financial advisor currently at HOOVER CAPITAL, L.L.C. located in Issaquah, Washington.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Shane has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Shane E Hoover

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Shane Edward Hoover's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 18, 2004 - Present

HOOVER CAPITAL, L.L.C.

RIA
CRD#: 130419
Issaquah, WA
Past

March 2, 1998 - January 23, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

July 29, 1997 - January 23, 2004

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
SEATTLE, WA
Past

June 27, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

June 5, 1996 - November 18, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

June 5, 1996 - November 18, 1996

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(3/18/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/3/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HC
HOOVER CAPITAL, L.L.C.
HOOVER CAPITAL, L.L.C.

CRD#: 130419 / SEC#:

Washington
Registered Investment Advisory firm - (3/18/2004 Approved)
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Contact information


Main Address
Issaquah, WA
Mailing Address
Phone number
(206) 550-5929
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts23
AUM (Assets Under Management)$ 9,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HOOVER CAPITAL, L.L.C.

CRD#: 130419Issaquah, WA

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Contact information


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