Jade Y. Lam
Professional summary
Jade Yuk Ying Lam, who also goes by Jade Lam, Yuk Ying Lam, is a registered financial professional currently at CORPORATE INVESTMENTS GROUP, INC. located in Chicago, Illinois.
Jade is registered as a RR (Registered Representative) and started their career in finance in 1996. Jade has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jade Yuk Ying Lam's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 1996 - Present
CORPORATE INVESTMENTS GROUP, INC.
Office #1: 238 W Cermak Road Suite 3a, Chicago, IL 60616State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/1996)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 4/22/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
CORPORATE INVESTMENTS GROUP, INC.
CRD#: 38690 / SEC#: , 8-48355
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
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