Dave M. Duley

GEORGIA ADVISORY GROUP LLC

Alpharetta, GA 30004

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CRD#: 2746944

Professional summary

Dave Mark Duley is a registered financial advisor currently at GEORGIA ADVISORY GROUP LLC located in Alpharetta, Georgia.

Dave is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dave has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Georgia Advisory Group, Inc.: 100% owner Insurance Lic since 1982- Independent Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dave Mark Duley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2020 - Present

GEORGIA ADVISORY GROUP LLC

Office #1: 2440 Old Milton Pkwy Suite 200, Alpharetta, GA 30004

RIA

CRD#: 306815

Alpharetta, GA

Past

February 19, 2018 - August 1, 2025

NORTHSTAR INVESTMENT PARTNERS

RIA

CRD#: 127432

Alpharetta, GA

Past

October 17, 2008 - January 6, 2020

CAPE SECURITIES INC.

CRD#: 7072

Alpharetta, GA

Past

August 1, 2007 - October 17, 2008

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

ALPHARETTA, GA

Past

July 12, 2005 - August 6, 2007

LPL FINANCIAL LLC

CRD#: 6413

ALPHARETTA, GA

Past

April 26, 2002 - July 13, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 27, 1997 - May 2, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 9, 1997 - May 14, 1997

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/1/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/7/2005

General Securities Principal Examination

Current Firm

GEORGIA ADVISORY GROUP LLC

CRD#: 306815 / SEC#:

Georgia

Registered Investment Advisory firm - (1/16/2020 Approved)

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Contact information

Main Address

2440 Old Milton Pkwy Suite 200, Alpharetta, GA 30004

Mailing Address

Phone number

(770) 841-1713

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	250
AUM (Assets Under Management)	$ 75,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dave M. Duley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dave Mark Duley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR INVESTMENT PARTNERS

CAPE SECURITIES INC.

VSR FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2018

Series 63

Date: 9/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/20/1999

Series 6

Date: 5/1/1997

Series 24

Date: 10/7/2005

Current Firm

GEORGIA ADVISORY GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GEORGIA ADVISORY GROUP LLC

TRUST BUT VERIFY

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