David Everett Kupinsky
Professional Summary
David Everett Kupinsky was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1996 - 2013. David had worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Contact Information
No current employment
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Years of Experience
30 years in the financial services industry
Current & Past Employments
Past
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Current Firm
PATRIOT ADVISORS | VALLEY FORGE SECURITIES CORPORATION | VALLEY FORGE ASSET MANAGEMENT, LLC | VALLEY FORGE ASSET MANAGEMENT CORP. | SUSQUEHANNA WEALTH MANAGEMENT | RETIREMENT PLAN SERVICES (RPS) | RETIREMENT PLAN SERVICES
Contact Information
Established
Pennsylvania since 01/01/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberDirect owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BB&T CORPORATION | OWNER | — |
| BORN, DONALD LOUIS | SENIOR VICE PRESIDENT & MANAGER | 26281 |
| CORACE, FRANK CHARLES | SENIOR VICE PRESIDENT & MANAGER | 53962 |
| CRAM, BRYAN SCOTT | MANAGER | 2723431 |
| FOLLMAN, SR, JOHN PHILIP SR | MANAGER | 4595746 |
| FRANCIS, BERNARD ALLEN JR | CEO, PRESIDENT, CHAIRMAN OF THE BOARD | 710809 |
| GIBBEL, HENRY HERSHBERGER | MANAGER | 4595685 |
| GIBSON, JAMES EDWARD | CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER & MANAGER | 2682807 |
| HOSTETTER, DREW KEVIN | MANAGER | 6311313 |
| MALLOY, KELLY CARTER | SENIOR VICE PRESIDENT, SECRETARY | 1204816 |
| MCCALLUM, JEFFREY SCOTT | SENIOR VICE PRESIDENT | 725576 |
| MERINAR, DENISE KATHLEEN | HEAD OF VFAM, MANAGER | 4126939 |
| ROSE, M. ZEV | MANAGER | 4595660 |
| SWALLOW, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, SENIOR VICE PRESIDENT & TREASURER | 3241109 |
Disclosures
Regulatory Event
3Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1996About the Series 6 examSimilar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
MORGAN STANLEY
