Bridget E. De Pue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bridget Eileen De Pue, who also goes by Bridget Eileen Cooper, Bridget Eileen De Pue-cooper, Bridget Eileen Depue, was a registered financial professional .
Bridget is a previously registered financial professional and started their career in finance in 2000. Bridget had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2021 - October 29, 2021
LIFEMARK SECURITIES CORP.
January 10, 2018 - February 26, 2019
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
September 20, 2013 - January 26, 2016
INVESTMENT PROFESSIONALS, INC.
March 21, 2012 - September 13, 2013
CITIZENS SECURITIES, INC.
March 24, 2011 - March 15, 2012
MSI FINANCIAL SERVICES, INC.
July 3, 2007 - November 5, 2010
FIFTH THIRD SECURITIES, INC.
February 10, 2003 - May 23, 2005
FIFTH THIRD SECURITIES, INC.
November 20, 2002 - January 2, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 15, 2000 - January 23, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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