Ernest O. Kraemer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernest Otto Kraemer JR, who also goes by Jiggs Otto Kraemer Jr, was a registered financial professional .
Ernest is a previously registered financial professional and started their career in finance in 1967. Ernest had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 3, Series 15 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1995 - January 7, 2000
BROOKSTREET SECURITIES CORPORATION
November 26, 1990 - May 22, 1995
MORGAN KEEGAN & COMPANY, LLC
May 8, 1985 - November 26, 1990
SCHARFF & JONES, INC.
December 5, 1980 - April 1, 1985
CONSECO FINANCIAL SERVICES, INC.
June 24, 1975 - February 9, 1980
ALL AMERICAN MANAGEMENT CORPORATION
December 17, 1974 - July 6, 1975
KRAEMER & COMPANY INC
September 16, 1971 - October 10, 1974
PHILIP F. HACK & COMPANY, INC.
January 26, 1971 - October 2, 1971
ENTERPRISE FUND DISTRIBUTORS, INC.
September 18, 1967 - March 10, 1971
FINANCIAL SERVICE CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/20/1992
Foreign Currency Options ExaminationSeries 1
Date: 9/13/1967
Registered Representative ExaminationCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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