DP
David E. Palmiter
KEY INVESTMENT SERVICES LLC
Cicero, NY 13039
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CRD#: 2746495
DP
Professional summary
David Elson Palmiter, CFP®, who also goes by David E Palmiter, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Cicero, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David E Palmiter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER - SINGLE FAMILY RENTAL PROPERTY.
1 - 2 HOURS A MONTH SINCE 1/2012.
8843 BEACH RD., BREWERTON, NY 13029
CRS (Client Relationship Summary) - RIA
Click below to view David Elson Palmiter's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Elson Palmiter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 6, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 7950 Brewerton Road, Cicero, NY 13039RIA
BD
CRD#: 136300
Cicero, NY
Current
March 6, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 7950 Brewerton Road, Cicero, NY 13039RIA
BD
CRD#: 136300
Cicero, NY
Past
November 10, 2006 - March 8, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
CICERO, NY
Past
November 10, 2006 - March 8, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
CICERO, NY
Past
July 12, 2006 - December 4, 2006
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
CICERO, NY
Past
April 14, 2005 - December 4, 2006
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
CICERO, NY
Past
December 3, 2001 - April 5, 2005
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
October 25, 2000 - August 20, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
May 29, 1996 - January 1, 1997
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/6/2023)
RR
California(3/6/2023)
RR
Colorado(3/6/2023)
RR
Connecticut(3/6/2023)
RR
District of Columbia(6/21/2023)
RR
Florida(3/6/2023)
RR
Georgia(3/6/2023)
RR
Kansas(3/6/2023)
RR
Maryland(3/6/2023)
RR
Massachusetts(3/6/2023)
RR
Mississippi(4/14/2025)
RR
Missouri(3/6/2023)
RR
Nevada(3/6/2023)
RR
New Jersey(3/6/2023)
RR
New Mexico(3/6/2023)
RR
New York(3/6/2023)
IAR
New York(3/6/2023)
RR
North Carolina(3/6/2023)
RR
Ohio(3/7/2023)
RR
Pennsylvania(3/6/2023)
RR
South Carolina(3/6/2023)
RR
Tennessee(3/6/2023)
RR
Texas(3/6/2023)
RR
Virginia(3/6/2023)
RR
Washington(3/6/2023)
RR
West Virginia(6/27/2025)
RR
Wisconsin(3/6/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEY INVESTMENT SERVICES LLC
CRD#: 136300Cicero, NY 13039TRUST BUT VERIFY
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