Christopher J. Majak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Majak was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2018 - July 30, 2025
TD SECURITIES (USA) LLC
July 9, 2012 - February 14, 2018
INTL FCSTONE CREDIT TRADING LLC
May 16, 2011 - May 2, 2012
TD SECURITIES (USA) LLC
January 13, 2010 - February 8, 2011
BTIG, LLC
April 25, 2005 - December 12, 2005
INTL FCSTONE CREDIT TRADING LLC
March 4, 2003 - February 11, 2005
KBC SECURITIES USA LLC
February 19, 2002 - March 3, 2003
BARCLAYS CAPITAL INC.
April 19, 2000 - November 13, 2001
TD SECURITIES (USA) LLC
June 7, 1999 - February 28, 2000
UBS FINANCIAL SERVICES INC.
October 1, 1997 - April 21, 1999
BANC OF AMERICA SECURITIES LLC
April 7, 1997 - October 1, 1997
MONTGOMERY SECURITIES
July 18, 1996 - April 8, 1997
STORMHARBOUR SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
