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Thane Stuart Mccready

Thane S. Mccready

PERENNIAL FINANCIAL SERVICES
Fountain Valley, CA 92708
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CRD#: 2746385
Thane Stuart Mccready

Professional summary

Thane Stuart Mccready, CFP® is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Fountain Valley, California and LPL FINANCIAL LLC located in Fountain Valley, California.

Thane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Thane has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thane Stuart Mccready's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

Experience

Current

June 12, 2017 - Present

PERENNIAL FINANCIAL SERVICES

Office #1: 10055 Slater Ave, Suite 260, Fountain Valley, CA 92708
RIA
CRD#: 286477
Fountain Valley, CA
Current

May 2, 2005 - Present

LPL FINANCIAL LLC

Office #1: 10055 Slater Ave Ste 260, Fountain Valley, CA 92708-4722
RIA
BD
CRD#: 6413
Fountain Valley, CA
Past

July 14, 2005 - September 26, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC
Past

April 5, 2000 - May 4, 2005

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

January 31, 1997 - January 28, 2000

CAL FED INVESTMENTS

BD
CRD#: 19631
SACRAMENTO, CA
Past

June 11, 1996 - January 31, 1997

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED

CRD#: 286477 / SEC#: 801-110619

RIA
Registered Investment Advisory firm - (6/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/2/2005)
IAR
California
(6/12/2017)
RR
Florida
(11/15/2022)
RR
Idaho
(1/14/2021)
RR
Montana
(1/28/2020)
RR
Nevada
(1/7/2014)
RR
New York
(12/5/2020)
RR
North Carolina
(1/30/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/12/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/10/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/3/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED

CRD#: 286477 / SEC#: 801-110619

RIA
Registered Investment Advisory firm - (6/12/2017 Approved)
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Contact information

Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/28/2025)
FORM ADV PART 2A, APP 1 - WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts2,833
AUM (Assets Under Management)$ 1,898,116,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERENNIAL FINANCIAL SERVICES

CRD#: 286477Fountain Valley, CA 92708

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