Ron D. Clayson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ron Delbert Clayson, who also goes by Ron Clayson, was a registered financial professional .
Ron is a previously registered financial professional and started their career in finance in 1996. Ron had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2004 - December 31, 2007
STONE HILL ADVISORY SERVICES INC.
March 31, 2003 - November 17, 2014
OSAIC WEALTH, INC.
January 28, 2003 - November 17, 2014
OSAIC WEALTH, INC.
May 10, 2002 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.
February 11, 1999 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.
June 7, 1996 - February 18, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
