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Ron Delbert Clayson

CRD# 2746311·Registered 1996 - 2007
Previously Registered: Being a previously registered professional could mean that Ron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ron Delbert Clayson, who also goes by Ron Clayson, was a registered financial advisor. Ron was a previously registered financial professional and started their career in finance 1996 - 2007. Ron had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ron Clayson

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

STONE HILL ADVISORY SERVICES INC.·CRD# 123405
RIA
Inkom, ID
January 5, 2004 - December 31, 2007
OSAIC WEALTH, INC.·CRD# 23131
RIA
Salt Lake City, UT
March 31, 2003 - November 17, 2014
OSAIC WEALTH, INC.·CRD# 23131
BD
Salt Lake City, UT
January 28, 2003 - November 17, 2014
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Inkom, ID
May 10, 2002 - December 31, 2002
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
February 11, 1999 - December 31, 2002
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
June 7, 1996 - February 18, 1999

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1996About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 1998About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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