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DB

Davie M. Baccei

JP PORTSMOUTH CAPITAL LLC
NEW YORK, NY 10007-0089
Some features on this profile are disabled
CRD#: 2746300
DB

Professional summary

Davie Marie Baccei, who also goes by Davie Cooper, is a registered financial professional currently at JP PORTSMOUTH CAPITAL LLC located in New York, New York.

Davie is registered as a RR (Registered Representative) and started their career in finance in 1996. Davie has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 7TO, SIE, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Davie Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Davie Marie Baccei's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2024 - Present

JP PORTSMOUTH CAPITAL LLC

Office #1: 1 World Trade Center, Suite 86a, New York, NY 10007-0089
BD
CRD#: 331351
NEW YORK, NY
Past

April 4, 1997 - November 2, 2020

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 14, 1996 - February 26, 1997

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/22/2025)
RR
Connecticut
(5/1/2025)
RR
Hawaii
(6/12/2025)
RR
Illinois
(5/1/2025)
RR
New Hampshire
(2/28/2025)
RR
New York
(1/5/2025)
RR
Tennessee
(6/30/2025)
RR
Texas
(5/20/2025)
RR
Virginia
(5/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/20/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/19/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/2/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/24/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/24/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/23/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

JP
JP PORTSMOUTH CAPITAL LLC
FIRST PORTSMOUTH CAPITAL LLC | JP PORTSMOUTH CAPITAL LLC

CRD#: 331351 / SEC#: , 8-71249

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 World Trade Center, Suite 86a, New York, NY 10007-0089
Mailing Address
1 World Trade Center, Suite 86a, New York, NY 10007-0089
Phone number
(415) 417-3000
Established
Delaware since 03/04/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JORDAN PARK HOLDING COMPANY LLCMANAGING MEMBER
BACCEI, DAVIE MARIEMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER2746300
EDMONDS, MATTHEW JOSEPHDIRECTOR2496139
GHALI, FRANK SHERIFDIRECTOR4263048
KISLIN, SCOTT ALANGENERAL COUNSEL/DIRECTOR5868022
LUSTER, CAROLINEFINOP/POO/PFO6249048
RUSSO, MATTHEW F.MANAGING DIRECTOR/DIRECTOR6288489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JP PORTSMOUTH CAPITAL LLC

CRD#: 331351New York, NY 10007-0089

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