William Ruiz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ruiz was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2006 - July 7, 2023
INTEGRITY INVESTMENT ADVISORS, LLC
March 21, 2003 - July 20, 2006
BUSH LEVIN TECOSKY ZINMAN FINANCIAL SERVICES LLC.
May 20, 2002 - November 10, 2017
NATIONAL PLANNING CORPORATION
September 21, 2001 - November 10, 2017
NATIONAL PLANNING CORPORATION
February 17, 1998 - September 20, 2001
THE NOBLE HOUSE FINANCIAL GROUP, LLC
June 6, 1996 - March 11, 1998
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY INVESTMENT ADVISORS, LLC
CRD#: 140838 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 278 |
| AUM (Assets Under Management) | $ 57,448,388 |
Red Flags
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