Rudolph Max Gerlich Jr.
Professional Summary
Rudolph Max Gerlich JR., who also goes by Rudolph Max Gerlich, Rudolph Max Jr Gerlich, Rudolph Max Jr Gerlish, was a registered financial advisor. Rudolph was a previously registered financial professional and started their career in finance 2009 - 2012. Rudolph had worked at 2 firms and has passed the SIE and Series 14 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rudolph Max Gerlich, Rudolph Max Jr Gerlich, Rudolph Max Jr Gerlish
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
DB SECURITIES SERVICES NJ INC.
Contact Information
Established
New York since 11/21/2006Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | STOCKHOLDER | — |
| AXELROD, MARK ELLIOT | CHIEF EXECUTIVE OFFICER | 1335937 |
| CHEN, MARY | CHIEF FINANCIAL OFFICER/FINOP | 2540220 |
| GERLICH, RUDOLPH MAX JR. | CHIEF COMPLIANCE OFFICER | 2746180 |
| POLIZZOTTO, JOSEPH | CHIEF LEGAL OFFICER | 4730994 |
| STUCCHIO, ANTHONY | DIRECTOR/CHIEF OPERATIONS OFFICER | 2198592 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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