Felix M. Gonzalez Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felix Miguel Gonzalez Torres, who also goes by Felix Miguel Gonzalez, was a registered financial professional .
Felix is a previously registered financial professional and started their career in finance in 1996. Felix had worked at 6 firms and has passed the Series 63, Series 66, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - December 5, 2013
JVB FINANCIAL GROUP, LLC
June 1, 2009 - August 16, 2011
PARITER SECURITIES, LLC
July 25, 2005 - May 29, 2009
OFS SECURITIES, INC.
October 30, 2002 - June 30, 2005
SANTANDER SECURITIES LLC
April 4, 1997 - May 27, 1997
R.K. GRACE & COMPANY
July 18, 1996 - December 4, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 11/13/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
JVB FINANCIAL GROUP, LLC
CRD#: 104412 / SEC#: , 8-52877
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JVB FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| BURKLIN, STEPHAN GEORGE | MANAGER & COO | 1808970 |
| BUTKEVITS, VINCENT WILLIAM III | PRESIDENT, CEO | 1818987 |
| DOBIE, ROBERT DENNIS | CFO, FINOP | 5453400 |
| HATTON, JOHN CHRISTOPHER | MUNICIPAL SECURITIES PRINCIPAL | 1570311 |
| SILBERMAN, JEFFREY DAVID | CHIEF LEGAL OFFICER | 5726501 |
| VACCA, KATHARINE ELIZABETH | CCO | 1821586 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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