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Hugh Edgar Bowman Ii

CRD# 27458·Registered 1971 - 1995
Previously Registered: Being a previously registered professional could mean that Hugh is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hugh Edgar Bowman II was a registered financial advisor. Hugh was a previously registered financial professional and started their career in finance 1971 - 1995. Hugh had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
January 24, 1992 - August 17, 1995
RETIREMENT INVESTMENT GROUP·CRD# 7421
BD
Houston, TX
November 28, 1988 - January 1, 1992
SOURCE SECURITIES, INC.·CRD# 8026
BD
June 25, 1984 - October 24, 1988
ENTERPRISE FUND DISTRIBUTORS, INC.·CRD# 883
BD
February 14, 1982 - August 18, 1983
FSC SECURITIES CORPORATION·CRD# 7461
BD
January 30, 1979 - July 18, 1984
FINANCIAL RESEARCH COMPANY·CRD# 7163
BD
October 18, 1976 - March 12, 1979
CAPITOL SECURITIES COMPANY·CRD# 5820
BD
June 24, 1976 - October 30, 1976
INVESTMENT MANAGEMENT & RESEARCH INC·CRD# 1000003
BD
August 13, 1975 - June 17, 1976
FAI INVESTMENT ANALYSTS, INC.·CRD# 925
BD
June 6, 1975 - December 7, 1976
PSI SECURITIES CORP.·CRD# 6014
BD
November 12, 1971 - July 2, 1975

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Current Firm

WI
WORLD INVEST CORPORATION

BICO SECURITIES, INC. | WORLD INVEST CORPORATION

CRD#: 17223 / SEC#: 8-35106
BD
Cancelled by SEC on 02/24/1998

Contact Information

Established

Delaware since 10/15/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1979About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1965

Series 00 — General Securities Principal Examination

Passed Feb 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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