Hugh E. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Edgar Bowman II was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1971. Hugh had worked at 10 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1992 - August 17, 1995
WORLD INVEST CORPORATION
November 28, 1988 - January 1, 1992
RETIREMENT INVESTMENT GROUP
June 25, 1984 - October 24, 1988
SOURCE SECURITIES, INC.
February 14, 1982 - August 18, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
January 30, 1979 - July 18, 1984
FSC SECURITIES CORPORATION
October 18, 1976 - March 12, 1979
FINANCIAL RESEARCH COMPANY
June 24, 1976 - October 30, 1976
CAPITOL SECURITIES COMPANY
August 13, 1975 - June 17, 1976
INVESTMENT MANAGEMENT & RESEARCH INC
June 6, 1975 - December 7, 1976
FAI INVESTMENT ANALYSTS, INC.
November 12, 1971 - July 2, 1975
PSI SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/13/1965
Registered Representative ExaminationSeries 00
Date: 2/22/1967
General Securities Principal ExaminationCurrent Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
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