Gregory J. Petitti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Petitti, CFP® was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1996. Gregory had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2005 - October 19, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 18, 2005 - October 19, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 1, 2004 - May 6, 2005
VOYA FINANCIAL ADVISORS, INC.
August 31, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
August 5, 1998 - December 1, 2000
CONSECO SECURITIES, INC.
January 29, 1998 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
June 17, 1996 - January 13, 1998
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
