Ian K. Sugarman
Professional summary
Ian K Sugarman, who also goes by Ian K Sugarman, Ian Keith Sugarman, Ian Sugarman, is a registered financial professional currently at CLEARLIST SECURITIES LLC located in New York, New York.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2001. Ian has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian K Sugarman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
CLEARLIST SECURITIES LLC
Office #1: 40 Wall Street 38th Floor, New York, NY 10005August 4, 2008 - June 9, 2022
MORGAN STANLEY & CO. LLC
October 18, 2001 - July 24, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2025)
(2/6/2025)
(2/5/2025)
(1/13/2025)
(2/5/2025)
(8/28/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CLEARLIST SECURITIES LLC
CRD#: 309455 / SEC#: , 8-70540
Contact information
FINRA licenses (48 States and Territories)
Red Flags
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