Grant Edwards
Professional summary
Grant Edwards, who also goes by Grant A Edwards, Grant Allen Edwards, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Grant is registered as a RR (Registered Representative) and started their career in finance in 1996. Grant has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 31, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Grant Edwards's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2022 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201June 7, 2018 - October 9, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
April 28, 2017 - February 23, 2018
BBVA SECURITIES INC.
September 30, 2016 - February 9, 2017
ESPOSITO SECURITIES, LLC
July 29, 2016 - October 7, 2016
EQUITY SERVICES, INC.
February 6, 2014 - March 9, 2016
TMC BONDS L.L.C.
June 6, 2012 - January 21, 2014
APEX CLEARING CORPORATION
April 7, 2008 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
April 4, 2008 - April 8, 2008
JESUP & LAMONT ADVISORS
March 12, 2008 - April 8, 2008
EMPIRE FINANCIAL GROUP, INC.
September 18, 2006 - February 14, 2008
JESUP & LAMONT ADVISORS
August 22, 2006 - February 14, 2008
EMPIRE FINANCIAL GROUP, INC.
July 17, 2006 - August 23, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 2006 - August 23, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2002 - March 10, 2006
SALOMON GREY FINANCIAL CORPORATION
October 3, 2000 - March 10, 2006
SALOMON GREY FINANCIAL CORPORATION
July 21, 1999 - September 26, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 29, 1999 - September 25, 2000
JWGENESIS SECURITIES, INC.
April 9, 1998 - June 23, 1999
MORGAN STANLEY DW INC.
September 20, 1996 - March 4, 1998
JWGENESIS SECURITIES, INC.
July 30, 1996 - September 6, 1996
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2022)
Exams
Series 55
Date: 11/13/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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