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LB

Lee Anne Bastidas

MADISON CAPITAL MARKETS LLC
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 2745329
LB

Professional summary

Lee Anne Bastidas MRS., who also goes by Lee Anne Bastidas Mrs., Lee Anne Bastidas, Lee Anne Crecca, is a registered financial professional currently at MADISON CAPITAL MARKETS LLC located in Newport Beach, California.

Lee Anne is registered as a RR (Registered Representative) and started their career in finance in 1998. Lee Anne has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lee Anne Bastidas Mrs. | Lee Anne Bastidas | Lee Anne Crecca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee Anne Bastidas MRS.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2025 - Present

MADISON CAPITAL MARKETS LLC

Office #1: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660Office #2: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
BD
CRD#: 332196
NEWPORT BEACH, CA
Past

January 6, 2021 - June 16, 2025

PACIFIC OAK CAPITAL MARKETS, LLC

BD
CRD#: 309350
COSTA MESA, CA
Past

November 14, 2018 - December 31, 2020

ARETE WEALTH MANAGEMENT, LLC

BD
CRD#: 44856
CHICAGO, IL
Past

February 2, 2010 - November 7, 2018

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

July 18, 2007 - September 22, 2008

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

May 9, 2005 - September 9, 2009

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

March 25, 1998 - May 3, 2005

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/26/2025)
RR
Alaska
(6/26/2025)
RR
Arizona
(6/26/2025)
RR
Arkansas
(7/11/2025)
RR
California
(6/26/2025)
RR
Colorado
(6/26/2025)
RR
Connecticut
(7/9/2025)
RR
Delaware
(6/26/2025)
RR
District of Columbia
(6/26/2025)
RR
Florida
(8/15/2025)
RR
Georgia
(6/26/2025)
RR
Hawaii
(8/7/2025)
RR
Idaho
(6/26/2025)
RR
Illinois
(7/16/2025)
RR
Indiana
(6/30/2025)
RR
Iowa
(6/26/2025)
RR
Kansas
(6/26/2025)
RR
Kentucky
(6/26/2025)
RR
Louisiana
(6/26/2025)
RR
Maine
(6/26/2025)
RR
Maryland
(7/7/2025)
RR
Massachusetts
(7/22/2025)
RR
Michigan
(6/26/2025)
RR
Minnesota
(7/2/2025)
RR
Mississippi
(6/26/2025)
RR
Missouri
(7/9/2025)
RR
Montana
(6/26/2025)
RR
Nebraska
(6/26/2025)
RR
Nevada
(6/26/2025)
RR
New Hampshire
(6/30/2025)
RR
New Jersey
(6/27/2025)
RR
New Mexico
(6/26/2025)
RR
New York
(6/26/2025)
RR
North Carolina
(6/26/2025)
RR
North Dakota
(6/26/2025)
RR
Ohio
(6/26/2025)
RR
Oklahoma
(6/26/2025)
RR
Oregon
(6/26/2025)
RR
Pennsylvania
(6/26/2025)
RR
Rhode Island
(6/26/2025)
RR
South Carolina
(6/26/2025)
RR
South Dakota
(6/26/2025)
RR
Tennessee
(6/26/2025)
RR
Texas
(8/28/2025)
RR
Utah
(6/26/2025)
RR
Vermont
(6/26/2025)
RR
Virginia
(6/26/2025)
RR
Washington
(6/26/2025)
RR
West Virginia
(6/26/2025)
RR
Wisconsin
(6/26/2025)
RR
Wyoming
(6/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/16/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/31/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MADISON CAPITAL MARKETS LLC
MADISON CAPITAL MARKETS LLC

CRD#: 332196 / SEC#: , 8-71262

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Mailing Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Phone number
(949) 281-0366
Established
Delaware since 05/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MADISON CAPITAL GROUP HOLDINGS, LLCOWNER
KREMIN, JEFFREY MICHAELPRESIDENT/NATIONAL SALES DIRECTOR2077277
TARRA, SCOTT PATRICKFINOP/PFO4593965
TEEPLE, AMANDA BROOKECHIEF COMPLIANCE OFFICER (CCO)/POO4928064

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON CAPITAL MARKETS LLC

CRD#: 332196Newport Beach, CA 92660

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