Michael J. Palet

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CRD#: 2744959

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael J Palet, who also goes by Michael Joseph Palet, Mike J Palet, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Joseph Palet | Mike J Palet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 500 W Madison St, Ste 1725, Chicago, IL 60661; 10 hours per month; Commissions] [WISE STRATEGIES LLC(DORMANT); 5036 N Winthrop Ave, #3, Chicago, IL 60640; 0 hours; no compensation] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products; 500 W Madison St, Ste 1725, Chicago, IL 60661; 10 hours per month; commissions] [Chicago CS Pack #114; Cub Scouts is a program within the Boy Scouts of America that serves youth from from 5 to 11 year old. The Cub Scouts program aims to prepare youth to grow into self-reliant and dependable adults.; 1644 W. Chase Ave, Chicago, IL 60626; Start Date 09/2019; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Chicago Cub Scout Pack #114 @ Intercultural Montessori Language School; Cub Scouts is a program within the Boy Scouts of America that serves youth from from 5 to 11 year old. The Cub Scouts program aims to prepare youth to grow into self-reliant and dependable adults.; 114 S. Racine Ave, Ste 100, Chicago, IL 60607; Start Date 01/2019; Role/Title: Volunteer; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours] [Prosper; Peer-to-peer lending.; 221 Main St, Ste 300; Start Date 01/2019; Role/Title: Investor; Investment Related; 0.1 hours per month; 0.1 hours per month during securities trading hours; passive investor]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 16, 2018 - February 27, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

CHICAGO, IL

Past

October 18, 2018 - February 27, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

CHICAGO, IL

Past

March 15, 2016 - April 11, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

March 15, 2016 - April 11, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

January 2, 2013 - November 30, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHICAGO, IL

Past

November 30, 2012 - November 30, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHICAGO, IL

Past

September 20, 2001 - October 11, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

CHICAGO, IL

Past

January 3, 2000 - July 24, 2001

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

July 8, 1996 - December 22, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/26/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/29/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/11/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Palet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NYLIFE SECURITIES LLC

CITISTREET EQUITIES LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2012

Series 63

Date: 7/26/1996

SIE

Date: 4/11/2017

Series 7

Date: 11/29/2012

Series 6

Date: 7/3/1996

Series 26

Date: 6/11/1999

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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