Andrew Kovschak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Kovschak JR, who also goes by Andy Kovschak, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1972. Andrew had worked at 11 firms and has passed the Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1986 - April 11, 1989
WALL STREET WEST, INC.
August 25, 1986 - October 27, 1986
ROYCE PARK INVESTMENTS, INC.
January 23, 1986 - July 16, 1986
ROYCE PARK INVESTMENTS, INC.
November 8, 1985 - January 24, 1986
ALLISON SECURITIES CORPORATION
April 6, 1982 - December 12, 1983
CHESLEY AND DUNN, INC.
May 28, 1978 - March 31, 1982
AMERICAN WESTERN SECURITIES, INC.
November 30, 1976 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
September 20, 1976 - October 4, 1976
INSTITUTIONAL SECURITIES OF COLORADO, INC.
October 7, 1975 - October 27, 1976
PITTMAN & COMPANY, INCORPORATED
October 8, 1974 - October 30, 1975
M. S. WIEN & CO., INC.
September 10, 1973 - November 17, 1974
MOUNTAIN PACIFIC INVESTMENT CO.
September 18, 1972 - September 6, 1973
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/13/1972
Registered Representative ExaminationCurrent Firm
WALL STREET WEST, INC.
CRD#: 7529 / SEC#: , 8-22329
Contact information
Documents
Red Flags
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