Ira S. Karaba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Scott Karaba, who also goes by Ira Karaba, was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1996. Ira had worked at 17 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2023 - July 28, 2023
PLANET WEALTH SECURITIES, INC.
May 18, 2023 - March 31, 2026
DALMORE GROUP LLC
February 14, 2022 - April 25, 2022
PROVENANCE CAPITAL SERVICES LLC
December 3, 2020 - February 23, 2021
ZERMATT SECURITIES LLC
October 25, 2018 - March 5, 2019
CROWDVEST SECURITIES LLC
June 11, 2015 - October 28, 2016
CAPFINANCIAL SECURITIES, LLC.
April 2, 2015 - July 16, 2015
CHURCHILL STATESIDE SECURITIES, LLC
August 2, 2014 - March 19, 2015
CHURCHILL STATESIDE SECURITIES, LLC
May 23, 2007 - November 9, 2007
AMERICA'S CHOICE EQUITIES LLC
January 23, 2006 - June 15, 2007
ITRADEDIRECT.COM CORP
November 4, 2004 - November 15, 2005
J.P.R. CAPITAL CORP.
October 12, 2004 - November 8, 2012
TWS FINANCIAL, LLC.
August 10, 2004 - November 1, 2004
J.P.R. CAPITAL CORP.
October 28, 2002 - September 9, 2004
BROOKVILLE CAPITAL PARTNERS
September 17, 2002 - October 30, 2002
GUNNALLEN FINANCIAL, INC
March 31, 1998 - February 16, 2000
FIRST ALLIED SECURITIES, INC.
November 10, 1997 - February 27, 1998
ON-SITE TRADING, INC.
February 20, 1997 - November 6, 1997
CASTLE SECURITIES CORP.
May 28, 1996 - January 17, 1997
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PLANET WEALTH SECURITIES, INC.
CRD#: 119251 / SEC#: , 8-65163
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANET WEALTH GLOBAL PARTNERS, INC. | HOLDING COMPANY | |
| KARABA, IRA SCOTT | CHIEF COMPLIANCE OFFICER, CEO | 2744921 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
