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Fredrick Ward Bowman

CRD# 27449·Registered 1970 - 2020
Previously Registered: Being a previously registered professional could mean that Fredrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fredrick Ward Bowman, who also goes by Fritz Bowman, was a registered financial advisor. Fredrick was a previously registered financial professional and started their career in finance 1970 - 2020. Fredrick had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fritz Bowman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
January 8, 2018 - September 2, 2020
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
January 21, 2017 - December 31, 2017
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
October 3, 2015 - December 31, 2016
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
March 31, 2015 - August 15, 2015
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
January 7, 2015 - September 2, 2020
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Bothell, WA
January 31, 2008 - January 7, 2015
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Bothell, WA
January 31, 2008 - January 7, 2015
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Seattle, WA
February 10, 1995 - February 20, 2008
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Seattle, WA
May 20, 1989 - February 20, 2008
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
October 22, 1988 - April 24, 1989
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
July 29, 1987 - November 16, 1988
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
May 17, 1974 - August 5, 1987
NEW ENGLAND SECURITIES·CRD# 615
BD
June 6, 1972 - May 29, 1974
INDUSTRY SAVINGS PLANS, INC.·CRD# 425
BD
September 28, 1970 - March 14, 1972

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Current Firm

CC
CONOVER CAPITAL MANAGEMENT

CONOVER CAPITAL MANAGEMENT | CONOVER CAPITAL MANAGEMENT, LLC

CRD#: 118393 / SEC#: 801-103469

Contact Information

Main Address

155 108th Ave Ne Suite 850, Bellevue, WA 98004

Mailing Address

Po Box 90007, Bellevue, WA 98009

Phone Number

(425) 897-7100

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

334

AUM (Assets Under Management)

$242,108,286

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Sep 1970

Series 24 — General Securities Principal Examination

Passed Oct 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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