Fredrick W. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredrick Ward Bowman, who also goes by Fritz Bowman, was a registered financial professional .
Fredrick is a previously registered financial professional and started their career in finance in 1970. Fredrick had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - September 2, 2020
CONOVER CAPITAL MANAGEMENT
January 21, 2017 - December 31, 2017
CONOVER CAPITAL MANAGEMENT
October 3, 2015 - December 31, 2016
CONOVER CAPITAL MANAGEMENT
March 31, 2015 - August 15, 2015
CONOVER CAPITAL MANAGEMENT
January 7, 2015 - September 2, 2020
CONOVER SECURITIES CORPORATION
January 31, 2008 - January 7, 2015
KESTRA INVESTMENT SERVICES, LLC
January 31, 2008 - January 7, 2015
KESTRA INVESTMENT SERVICES, LLC
February 10, 1995 - February 20, 2008
CETERA WEALTH SERVICES, LLC
May 20, 1989 - February 20, 2008
CETERA WEALTH SERVICES, LLC
October 22, 1988 - April 24, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
July 29, 1987 - November 16, 1988
CETERA WEALTH SERVICES, LLC
May 17, 1974 - August 5, 1987
PRINCIPAL SECURITIES, INC.
June 6, 1972 - May 29, 1974
NEW ENGLAND SECURITIES
September 28, 1970 - March 14, 1972
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/22/1970
Registered Representative ExaminationCurrent Firm
CONOVER CAPITAL MANAGEMENT
CRD#: 118393 / SEC#: 801-103469
Contact information
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 242,108,286 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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