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Russell Peter Reid

CRD# 2744736·Registered 1996 - 2005
Previously Registered: Being a previously registered professional could mean that Russell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Russell Peter Reid, who also goes by Russell Peter Reid Mr., was a registered financial advisor. Russell was a previously registered financial professional and started their career in finance 1996 - 2005. Russell had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Russell Peter Reid Mr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

RUSSELL P. REID·CRD# 114600
RIA
Colorado Springs, CO
August 1, 1999 - December 14, 2005
LPL FINANCIAL LLC·CRD# 6413
RIA
Colorado Springs, CO
January 1, 1999 - April 6, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Colorado Springs, CO
March 4, 1998 - April 6, 2017
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
Palm Beach Gardens, FL
September 6, 1996 - March 18, 1998

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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