Jason J. Lowder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason John Lowder was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2016 - August 19, 2016
AURIGA USA, LLC
March 19, 2015 - February 2, 2016
LIME TRADING CORP
April 10, 2013 - November 5, 2014
SCOTTRADE, INC.
March 5, 2008 - April 4, 2013
A.B. WATLEY DIRECT, INC.
April 5, 2004 - May 30, 2007
TD AMERITRADE, INC.
March 31, 2003 - January 2, 2004
INVESTEX SECURITIES GROUP, INC.
October 9, 2001 - February 25, 2003
CITIGROUP GLOBAL MARKETS INC.
July 26, 2000 - October 3, 2001
CITICORP INVESTMENT SERVICES
May 13, 1998 - October 25, 2000
NEBRASKA HUDSON COMPANY, INC.
February 12, 1997 - December 23, 1997
RENAISSANCE FINANCIAL SECURITIES CORP.
December 5, 1996 - December 17, 1996
MATRIX SECURITIES CORPORATION
October 29, 1996 - November 8, 1996
MEYERS POLLOCK ROBBINS, INC.
July 15, 1996 - October 18, 1996
PARAGON CAPITAL MARKETS, INC.
June 28, 1996 - August 13, 1996
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AURIGA USA, LLC
CRD#: 121731 / SEC#: , 8-65441
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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