EB
Eric Bosshard
CLEVELAND RESEARCH COMPANY LLC
Cleveland, OH 44114
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CRD#: 2744439
EB
Professional summary
Eric Bosshard is a registered financial advisor currently at CLEVELAND RESEARCH COMPANY LLC located in Cleveland, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cleveland Electric Laboratories Non-investment related 1776 Enterprise Pkwy, Twinsburg, OH 44087 The business sells Thermocouples & Sensing solutions to customers; They offer a comprehensive selection of thermocouples tailored to various applications, from industrial processes and manufacturing to research and development. Title - Consultant Start date - 1/17/2024 Less than 10 hours per month will be dedicated to the outside activity; of which will be spend during securities trading hours. Will be an unpaid consultant, consulting on ongoing operations and evaluating sale of business Bletchley Park Capital Investment Related 5044 W. Streetsboro Rd. Richfield, OH 44286 The business is an Investment Fund Title - Passive Manager Start date - 1/1/2025 4hours/month (total) devoted to other business during securities trading hours Oversight of major decisions; passive investment will flow to Cleveland Research, and Eric will receive share of the Cleveland Research earnings, including any gain/loss from the investment
CRS (Client Relationship Summary) - RIA
Click below to view Eric Bosshard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eric Bosshard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2023 - Present
CLEVELAND RESEARCH COMPANY LLC
Office #1: 1375 E. 9th Street Suite 2700, Cleveland, OH 44114Office #2: 1375 East 9th Street Suite 2700, Cleveland, OH 44114RIA
BD
CRD#: 142230
Cleveland, OH
Current
March 29, 2007 - Present
CLEVELAND RESEARCH COMPANY LLC
Office #1: 1375 E 9th Street Suite 2700, Cleveland, OH 44114Office #2: 1375 East 9th Street Suite 2700, Cleveland, OH 44114RIA
BD
CRD#: 142230
Cleveland, OH
Past
July 10, 2002 - July 14, 2006
FTN EQUITY CAPITAL MARKETS CORP.
BD
CRD#: 119625
CLEVELAND, OH
Past
January 2, 2001 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
MEMPHIS, TN
Past
February 25, 1998 - January 2, 2001
FIFTH THIRD/MAXUS SECURITIES INC
BD
CRD#: 6790
CLEVELAND, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(4/5/2007)
IAR
Ohio(6/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CR
CLEVELAND RESEARCH COMPANY LLC
CLEVELAND RESEARCH COMPANY LLC
CRD#: 142230 / SEC#: , 8-67482
Ohio
Registered Investment Advisory firm - SEC (6/15/2023 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1375 E 9th Street Suite 2700, Cleveland, OH 44114
Mailing Address
1375 E 9th Street Suite 2700, Cleveland, OH 44144
Phone number
(216) 649-7250
Established
Ohio since 03/24/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
119
FINRA licenses (6 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
