MM
Michael E. Mcclimon
FMSA
Clive, IA 50325
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CRD#: 2744393
MM
Professional summary
Michael E Mcclimon, who also goes by Michael Emmanuel Mcclimon, is a registered financial advisor currently at FMSA located in Clive, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Emmanuel Mcclimon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE NETWORK AMERICA
POSITION: AGENT NATURE: LIFE INSURANCE AND ANNUITIES INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 04/02/2012
ADDRESS: 1487 S. DAVID LANE, BOISE ID 83705
DESCRIPTION: LIFE INSURANCE AND ANNUITIES
2. TAX SERVICES SERVICES BEGAN 7/1/13.
THE SERVICE WILL BE/HAVE BEEN PERFORMED IN OUR OFFICE AT 7400 UNIVERSITY AVE. SUITE E, CLIVE, IA 50325
HOUR OF THESE SERVICES AND TIME DEVOTED TO THIS SERVICE VARIES DEPENDING ON NEED.
MICHAEL MCCLIMON IS THE OWNER/OPERATOR.
WE FILE AND PREPARE TAXES FOR INDIVIDUALS AND COUPLES.
3. COMPLETING AND SUBMITTING THE FAFSA APPLICATION FOR NEW AND CONTINUING COLLEGE STUDENTS.
BEGAN 7/1/13
AT OUR OFFICE OF: 7400 UNIVERSITY AVE, SUITE E, CLIVE, IA 50325
MICHAL MCCLIMON IS THE OWNER/OPERATOR.
HOURS/TIME VARIES DEPENDING ON NEED OF THIS SERVICE.
TAX SERVICE
POSITION: PRESIDENT/OWNER NATURE: TAX SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 50 INVESTMENT RELATED HOURS: 10 START DATE: 07/01/2013
ADDRESS: 7400 UNIVERSITY AVE., SUITE E, CLIVE, IA 50325
DESCRIPTION: FILING, OR DOING AMENDMENTS TO CURRENT AND PAST YEAR TAX RETURNS.EDUCATING THE CLIENT ABOUT TAXES.
FAFSA FEDERAL FINANCIAL AID ASSISTANCE
POSITION: PRESIDENT/OWNER NATURE: FAFSA FEDERAL AID ASSISTANCE APPLICATION INVESTMENT RELATED: NO NUMBER OF HOURS: 25 INVESTMENT RELATED HOURS: 5 START DATE: 07/01/2013
ADDRESS: 7400 UNIVERSITY AVE., SUITE E, CLIVE IA 50325
DESCRIPTION: ASSISTING NEW AND CURRENT COLLEGE STUDENTS WITH THEIR FAFASA COLLEGE AID APPLICATION. COMPLETING THEIR APPLICATION AND SUBMITTING THE APPLICATION FOR THE CLIENT.
CRS (Client Relationship Summary) - RIA
Click below to view Michael E Mcclimon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2019 - Present
FMSA
Office #1: 7400 University Ave, Ste E, Clive, IA 50325RIA
CRD#: 154136
Clive, IA
Past
September 8, 2004 - November 1, 2018
GWN SECURITIES INC.
RIA
CRD#: 128929
CLIVE, IA
Past
September 8, 2004 - November 1, 2018
GWN SECURITIES INC.
BD
CRD#: 128929
CLIVE, IA
Past
August 30, 2004 - September 8, 2004
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
DES MOINES, IA
Past
August 11, 2003 - September 8, 2004
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past
January 1, 1999 - August 12, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
MINNETONKA, MN
Past
July 14, 1998 - March 20, 1999
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Past
May 6, 1998 - August 12, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 6, 1998 - August 12, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
January 2, 1998 - April 22, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
October 2, 1997 - January 2, 1998
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
May 21, 1996 - October 13, 1997
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FMSA
FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA
CRD#: 154136 / SEC#: 801-71764
RIA
Registered Investment Advisory firm - (8/23/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(4/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FM
FMSA
FINANCIAL MANAGEMENT SERVICES OF AMERICA LLC. | FMSA
CRD#: 154136 / SEC#: 801-71764
RIA
Registered Investment Advisory firm - (8/23/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Delray Beach, FL
Mailing Address
Phone number
(561) 289-2602
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 862 |
| AUM (Assets Under Management) | $ 189,133,382 |
Red Flags
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Company Information
FMSA
CRD#: 154136Clive, IA 50325TRUST BUT VERIFY
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