Gordon R. Henderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Ross Henderson, who also goes by Ross Henderson, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1996. Gordon had worked at 3 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2014 - April 25, 2016
VIII CAPITAL CORP.
March 31, 2003 - March 18, 2014
RICHARDSON GMP (USA) CORP.
June 7, 1996 - May 14, 2003
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 5/21/1996
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
VIII CAPITAL CORP.
CRD#: 39759 / SEC#: , 8-48886
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
